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Job Details
Compliance Manager (Contract)
Location: London Country: UK Rate: Up to £600 per day
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Other responsibilities;
- Manage trading restrictions and related activities
- Issue resolution on compliance matters
- Conduct Compliance Training
- Assist in enhancing and maintaining policies, procedures, and other compliance-related governance documents
SKILLS
- Regulatory compliance experience from an investment management firm is essential
- Securities laws experience related to market abuse
Eames Consulting is acting as an Employment Business in relation to this vacancy.
Posted Date: 08 May 2024
Reference: JS-JR1401
Employment Business: Eames Consulting Group Ltd
Contact: James Rogers